Regulatory Framework for Core Investment Companies (CICs) The Bank had announced in the Annual Policy 2010-2011 that companies which have their assets predominantly...
Monday, August 23, 2010
FEMA Contravention clarification, whether technical/minor is what RBI has to decide and not on own motion or on basis of external advice BUT in nature of interest, apply compounding @ earliest opportunity & how to enter into composition
RBI clarifies on compounding of contraventions under Foreign Exchange Management Act (FEMA), 1999 The Reserve Bank of India has clarified that whether contraventions...
Thursday, August 19, 2010
Download Referencer on Secretarial Audit under Corporate Governance Voluntary Guidlines for Company Secretaries issued by ICSI, good read through
The Ministry of Corporate Affairs (MCA), Government of India released CORPORATE GOVERNANCE VOLUNTARY GUIDELINES 2009 on December 21, 2009. The preamble to Guidelines...
All investor related documents of MF like PAN, KYC, PoA specimen signature shall be updated by AMC/RTA & get it audited - Mandatory for all new schemes also
Updation of investor related documents SEBI vide circular No. SEBI/IMD/CIR No.12 /186868 /2009 dated December 11, 2009 has inter alia advised mutual funds...
All amended SEBI circulars on Arbitration mechanism in stock exchange as governed by Arbitration & Conciliation Act, 1996
Revised Arbitration Mechanism in Stock Exchanges In consultation with the stock exchanges, it has been decided to streamline the arbitration mechanism available at...
SEBI Clarification: AMC Addendum:all mutual fund schemes in demat form shall be freely transferable from 1st October, 2010 (except ELSS)
Transferability of Mutual Fund units Regulation 37(1) of SEBI (Mutual Fund) Regulations, 1996 states that: “a unit unless otherwise restricted or prohibited under...
New format of disclosure of derviatives by Mutual Fund & investment/exposure norms amended
Review of norms for investment and disclosure by Mutual Funds in derivatives Please refer to the circular DNPD/CIR-29/2005 dated September 14 2005, circular...
Fund of Fund MF schemes expense structure in offer document & change amounts to fundamental attribute requiring exit option to unit holders
Fund of funds mutual fund schemes shall adopt either of the total expense structures laid out in Regulation 52(6)(a) of SEBI (Mutual Funds)...
Sunday, August 15, 2010
2nd year Event Videos, Photos, Awards, Mafoi Pandiarajan on business, cake cutting & lot more fun with Lawlabz Learnlabz OnlyThisMuch 2010 Celebration
Ever heard of a lab that concocts and churns out, not chemical, but legal solutions! LAWLABZ (Law Labz Consultancy Pvt Ltd), a legal...
Saturday, August 14, 2010
Exchange Traded Currency Options RBI Directions for investment by Person Resident in India and SEBI norms 2010
As you are aware of Exchange Traded Currency Futures (ETCF) in Recognised Stock Exchanges for Person Resident in India (PRII) and What exam for...
You can buyback FCCBs now as time limit extended from June 2010 to June 30, 2011
You can buyback FCCBs now as time limit extended from June 2010 to June 30, 2011
8:24 PM / 0 Comments
On a review of the policy and in view of the representations received from the issuers of FCCBs, it has been decided to...
Friday, August 13, 2010
ECB beyond USD 100 million under RBI Approval Route for service sector available for permissible end uses, not being acquisition of land
At present, entities in the services sectors viz., Hotels, Hospitals and Software are allowed to avail of ECB up to USD 100 million...
Saturday, August 7, 2010
Issue or Transfer of shares under FEMA: No more CCI guidelines pricing but Discounted Cash Flow technique for valuation: certification by Merchant banker/Chartered Accountant
Issue of shares (a) After issue of shares (including bonus and shares issued on rights basis) and shares issued under ESOP)/ convertible debentures...
New definition of factory, dependant, Appointment of specialist, Medical Benefit council, Social Security Officers, Appeal provisions, 5 year limitation period, Other beneficiaries scheme - ESI Amendment Act, 2010
ESI Act was amended by Employees State Insurance Amendment Act, 2010 by way of Gazette notification dated 25th May 2010 and its effective...
Download SME Listing Agreement & understand deviations from Equity; how to set up SME Exchange with networth of 100 crores & requirements under SCRA
Sub: Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement In recognition of the need for...
Friday, August 6, 2010
Understand Chapter XA of SEBI ICDR Amendment 2010 as to SME Exchange and listing upto 25 crores of capital like Fast track route for small & medium companies
Download the Updated Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 as on date. In order to...
ASBA for all, Discounted price for employees, issuer can regulate bids, fti liberalised as to SCN, reservation for other employees also, lock-in preferential issue sica, IDR %: SEBI ICDR Amendments 2010
Download the Updated Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 as on date. There are three...
FII Amendment 2010: exemption extended to market making through SME platform under Chapter XA ICDR
In the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 through SEBI (FII) (Amendment) Regulations, 2010 vide Notification No. LAD-NRO/GN/2010-11/02/1107...
Merchant Bankers Regulation Amendment 2010 for SME segment & obligation extended thereof for Chapter XA of ICDR
In the Securities and Exchange Board of India (Merchant Bankers ) Regulations, 1992, through SEBI (Merchant Bankers) (Amendment) Regulations, 2010 vide Notification No....
No separate certificate of registration for stock & sub brokers to trade in SME platform under Chapter XA of ICDR: Amendment 2010
In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, through SEBI (Stock Brokers and Sub- Brokers) (Amendment) Regulations,...
Regulation 3(1)(f)(vii): Automatic exemption from Reg 10, 11 & 12 for taking up shares in market making extended to Chapter XA of ICDR - Takeover Code Amendment 2010
In the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 through SEBI (Substantial Acquisition of Shares and...
Market Making arrangement by Venture Capital Fund for securities listed on SME exchange: Regulation 12A insertion: VCF Amendment 2010
In the Securities and Exchange Board of India (Venture Capital Funds) Regulations, 1996, through SEBI (Venture Capital Funds) (Amendment) Regulations, 2010 vide Notification...
Understand Mutual Fund amendments 2010: offer period 15 days, refund & MF unit certificate 5 w.days & limits on fees/expenses on schemes
In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the following amendments were made through SEBI (Mutual Funds) (Amendment) Regulations,...
Equity Research Report on listed companies available for download: BSE/NSE website links for investors
PR No.161/2010 Independent Equity Research Reports on listed companies made available on Stock Exchange websites In a meeting of SEBI recognized Investors’ Associations...
SEBI guidelines on Market Access through Authorised Persons under Stock Brokers regulation as amended on 2010
To expand the reach of the markets for exchange traded products, it has been decided to allow SEBI registered stock brokers (including trading...
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