Sub: Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement In recognition of the need for...
Showing posts with label SEBI Listing. Show all posts
Showing posts with label SEBI Listing. Show all posts
Saturday, August 7, 2010
Tuesday, July 13, 2010
Website link thru BSE/NSE to download ASBA forms online with UIN for making public issue applications - SEBI
SEBI is taking steps forward to make a public issue process completely online. 1. It has been decided to make ASBA bid-cum application...
Sunday, June 6, 2010
New Rule 19(2)(b) & 19A for initial & continuous listing requirement of 25% of capital with public as per SCRR amendment 2010 [for all companies]: 10% for 4000 crores to be increased@5% every year
The Securities Contracts (Regulation) Rules 1957 provide for the requirements which have to be satisfied by companies for the purpose of getting their...
Tuesday, May 4, 2010
SEBI Credit Rating Guidelines/Regulations with provisions for unsolicited credit ratings & structured finance products provisions
SEBI Credit Rating Guidelines Effective use of credit ratings by the users is crucially dependent upon quality and quantity of disclosures made by...
Wednesday, April 28, 2010
What is Corpfiling for Listed Company & how investors can get information online now (excel based filing), SEBI/Stock exchange website
SEBI had, vide circular no SEBI/CFD/DIL/LA/4/2007/27/12 dated December 27, 2007 informed that Electronic Data Information Filing And Retrieval (EDIFAR) will be phased out...
SEBI Timelines for 12 day listing of IPO/FPO/Public issue of securities w.e.f 3rd May 2010 - The Public offer schedule to commence trading
In consultation with market intermediaries, SEBI has issued a press release for Listing with Stock Exchanges to be made within 12 days of...
Market makers in SME exchange for Rs.10 lakh & max bid ask spread may be prescribed later, SEBI guidelines
Sub: Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal SEBI has put...
Tuesday, April 6, 2010
Understand listing agreement amendments with new sub-clauses in 41 & 49 (position before & after 5th April 2010)
As part of a review of the extant policies of disclosure requirements for listed entities and also to bring more transparency and efficiency ...
Sunday, January 10, 2010
Debt Listing: Special Exemptions to regulated financial sector entities eligible for meeting capital requirements as specified by respective regulators, SEBI amendment
SEBI/IMD/DOF-1/BOND/Cir-1/2010 dated 7th January 2010 SEBI has introduced Simplified Debt Listing Agreement that prescribed norms for issue of public or privately placed debt...
Tuesday, December 1, 2009
NOC to release 1% issue amount in SEBI circular and not in DIP/ICDR regulations now, application after 4 months of listing with 2 months for bank guarantee
SEBI - OIAE/Cir-1/2009 dated November 25, 2009 Sub: Issue of No Objection Certificate for release of 1% of issue amount As per the...
Debt Listing Agreement amendment & clarification requires Equity Listing Agreement compliance unless excluded by Debt Securities Regulations 2008
SEBI has introduced Simplified Debt Listing Agreement that prescribed norms for issue of public or privately placed debt securities and listing of such...
Monday, August 24, 2009
New 6.42 disclosures for rights issue & ASBA also made applicable & utilisation of funds only after finalisation of allotment, SEBI DIP amended
SEBI/CFD/DIL/DIP/38/2009/08/20 dated August 20, 2009 Download Amended SEBI (DIP) Guidelines, 2000 till date 1. Applications Supported by Blocked Amount (ASBA) in rights issues:...
Friday, July 24, 2009
No Delivery Period for all corporate actions of demat securities, SEBI amends
No Delivery Period for all corporate actions of demat securities, SEBI amends
8:17 PM / 0 Comments
SEBI vide circular no. SEBI/CFD/DIL/LA/1/2009/24/04 dated April 24, 2009 has reduced the notice period from companies to stock exchanges to atleast 7 working...
New Clause 28A in equity listing agreement restricting shares with superior rights to voting/dividend
Yes, The following clause is inserted under Equity Listing Agreement, “28A. The company agrees that it shall not issue shares in any manner...
Friday, July 10, 2009
One day Anchor investors for 30 day lock in, include convertible instruments period for offer for sale & listing in stock exchanges with nation wide terminals - SEBI DIP amended
Source: http://www.sebi.gov.in//circulars/2009/cfdcir362009.pdf Compulsory listing of IPO on at least one stock exchange with nationwide trading terminals It has been decided to amend clause...
Thursday, June 25, 2009
Comply DIP for fully/partly convertible debt, Comply Debt regulations for Non-convertible debentures, SEBI clarifies
Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible Debt SEBI has introduced Simplified Debt Listing...
Wednesday, June 24, 2009
SEBI proposes Issue of Capital & Disclosure Requirements (ICDR) Regulations, 2009 for DIP guidelines, 2000
Download SEBI (ICDR) Regulations, 2009 effective 26th August 2009. SEBI has already issued Delisting Regulations replacing Delisting Guidelines and now has proposed to...
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