SEBI had, vide circular no SEBI/CFD/DIL/LA/4/2007/27/12 dated December 27, 2007 informed that Electronic Data Information Filing And Retrieval (EDIFAR) will be phased out...
Wednesday, April 28, 2010
SEBI Timelines for 12 day listing of IPO/FPO/Public issue of securities w.e.f 3rd May 2010 - The Public offer schedule to commence trading
In consultation with market intermediaries, SEBI has issued a press release for Listing with Stock Exchanges to be made within 12 days of...
Optional & Limited power of attorney execution by client in favour of stock exchange/depository participant - SEBI guidelines
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker and Depository Participant 1. A Power of Attorney...
Market makers in SME exchange for Rs.10 lakh & max bid ask spread may be prescribed later, SEBI guidelines
Sub: Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal SEBI has put...
Whether BSE/NSE is a regulator or a profit making entity, answer sebi now
Whether BSE/NSE is a regulator or a profit making entity, answer sebi now
9:12 AM / 3 Comments
Corporatisation & Demutualisation of Stock Exchanges has brought to the fore a new conflict between the ‘profit maximization goal’ of an Exchange vis-à-vis...
SEBI guidelines for derivative contracts on Volatility Index, like NSE has
SEBI guidelines for derivative contracts on Volatility Index, like NSE has
9:03 AM / 5 Comments
Sub: Introduction of derivative contracts on Volatility Index Further to SEBI circular no. SEBI/DNPD/Cir-35/2007 dated January 15, 2008 with regard to introduction of...
Thursday, April 22, 2010
Understand all about ASBA - in public issues, rights issues, by Mutual Funds, by QIB's - an alternate way of investing, SEBI
Understand what is Application Supported by Blocked Amounts (ASBA)? Whether ASBA is applicable for Rights Issues? Can QIB’s apply in a public issue...
Total period of realisation is 8 years for Securitisation Company, loss assets, date of acquisition defined, surplus investment in NABARD/SIDBI & more disclosures in Balance sheet - SARFAESI provisions amended
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments (under SARFAESI provisions) RBI clarification on certain issues as...
Securitisation Company u/ SARFAESI Act shall hold atleast 5% of Security Receipts issued by it on ongoing basis till the redemption of scheme, RBI
RBI amendment in SARFAESI provisions Securitisation Companies/ Reconstruction Companies(SC/RCs) registered with the Bank are required to invest in the Security Receipts (SRs) issued...
RBI approval is mandatory for Public (IPO), Preferential issue, QIP by Private bank; Understand what is required for Public issue of securities (SEBI)
Approvals required for various Corporate Actions, Issues by Private Sector Banks 1. Initial Public Offers (lPOs) – Public Issues: (i) All banks should...
Wednesday, April 21, 2010
Download ICSI Admit Card for June 2010 Company Secretary exam - Hall Ticket based on CS Registration or Roll No.
Hope you would have got your Admit Card or Hall tickets for CS Foundation Programme, CS Executive Programme or CS Professional Programme exams...
Monday, April 19, 2010
Allocation of limits to FIIs/sub-accounts for investment in Government & Corporate debt through bidding process
Allocation of limits to FIIs/sub-accounts for investment in Government and Corporate debt through first come first served process 1. As per SEBI Circular...
Monday, April 12, 2010
NSE bidding process for FII on April 16, 2010 on first come first serve basis, sebi notification
To All Foreign Institutional Investors through their designated Custodians of Securities Sub: Allocation of debt investment limits to FIIs Based on the assessment...
Wednesday, April 7, 2010
Listing with Stock Exchanges to be made within 12 days of closure of public issue wef 1st May 2010
Reduction in timelines between issue closure and listing SEBI, in its continuing endeavour to make the existing public issue process more efficient, proposes...
SEBI's guide to Understand Prospectus, its concepts, structure, etc... [read offer documents in public issues now]
Guide to understand an Offer Document This sub‐section attempts to inform the structure of presentation of the content in an offer document. The...
Tamil new year becomes public holiday because of Ambedkar birthday! Can an AGM be held on subsequently declared holiday?
Subject: Declaration of Holiday on 14th April, 2010 & Birthday of Dr. B.R. Ambedkar. It has been decided to declare Wednesday, the 14th...
Tuesday, April 6, 2010
Debentures/Bonds by Indian Infrastructure companies to Non Resident Entities following ECB (structured obligations/novated loans)
External Commercial Borrowings (ECB) Policy – Structured Obligations Borrowing and lending of Indian Rupees between two persons resident in India does not attract...
Download RBI Notification & Guidelines on Stripping/Reconstitution of Government Securities, a good read
RBI Guidelines on Stripping/Reconstitution of Government Securities Please refer to paragraph No.101 of the Annual Policy Statement for the year 2009-10. As indicated...
Date of deposit of cheque & opening PPF account by Minor, RBI clarification
Date of deposit of cheque & opening PPF account by Minor, RBI clarification
9:45 PM / 1 Comments
Public Provident Fund Scheme, 1968: 1) Clarification regarding reckoning of the date of deposit 2) Reiteration of instructions on opening of an account...
Again an option to Buyback / Prepayment of FCCB under RBI Approval Route till June 2010
Buyback / Prepayment of Foreign Currency Convertible Bonds (FCCBs) Attention of Authorised Dealer Category – I (AD Category – I) banks is invited...
Practising CS CA CWA to give COP & list of documents for KYC regarding Bank Account for Sole Proprietorship Concerns
Know your Customer (KYC) guidelines - accounts of proprietary concerns A reference is invited to Para 2.4(a) of the Master Circular on KYC/AML/CFT/Obligation...
ASBA for Mutual Funds, NFO 15 days, Corporate Governance norms, No revenue sharing arangement & No dividend from Unit Premium Reserve
To All Mutual Funds (MFs)/Asset Management Companies (AMCs) 1. Brokerage and commission paid to associates i. Regulation 25 (8) of SEBI (Mutual Funds)...
New definition of PIO includes Mother & Grandmother for FEMA, RBI notification as per Immovable Property Second Amendment 2009
Purchase of Immovable Property in India by Persons of Indian Origin (PIOs) – Amendment of the definition The term PIO is defined under...
FIU-IND transaction reporting under Money Laundering for Rs.10 lakh or Rs.50,000 as per Amendment Rules, 2009
Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing...
Money deposit schemes are illegal, RBI cautions public about Unincorporated bodies
Money deposit schemes are illegal, RBI cautions public about Unincorporated bodies
10:12 AM / 0 Comments
RBI cautions public : Not to deposit money in unincorporated bodies It has come to the notice of the Reserve Bank of India...
Understand listing agreement amendments with new sub-clauses in 41 & 49 (position before & after 5th April 2010)
As part of a review of the extant policies of disclosure requirements for listed entities and also to bring more transparency and efficiency ...
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