No. LAD-NRO/GN/2009-10/23/186926 dated 11th December 2009 Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 [SEBI ICDR...
Monday, December 28, 2009
Monday, December 21, 2009
FII debt allocation through bidding process and first come first serve process - SEBI
This is in continuation of SEBI FII notification regarding allocation of debt investment limits vide [SEBI]FII allocation of government debt investment limit&link to...
No NOC while changing MF Distributor, additional open ended plans as addendum or scheme, revised timelines, investor documents to be maintained by AMC – SEBI Circular
I. Sub: AMFI Guidelines for change of mutual fund distributor vide SEBI/IMD/CIR No./ 13/187052 /2009 dated 11th December 2009 It has come to...
SEBI Clarification on preservation & maintenance of records of intermediaries taken during Investigation by enforcement agency
MRD/DoP/DEP/Cir- 20 /2009 & MRD/DoP/SE/Cir- 21 /2009 dated 9th December 2009 Re: SEBI (Depositories and Participants) Regulations, 1996 (which mandates preservation of records...
Friday, December 11, 2009
ECB NBFC & Spectrum amended w.e.f December 2009 & others applicable from 1st January 2010 – RBI FEMA Notification
On a review of the prevailing macroeconomic conditions and developments in international financial markets, it has been decided to modify some aspects of...
Thursday, December 10, 2009
Consumer Protection & MRTP cases for CS Executive Program/Final exams, interesting read and All the best for December exams 2009
For the world, its the expectation of Christmas week & the New Year Celebrations!!! (but for the blessed few: those who are appearing...
Monday, December 7, 2009
Manufacturing Enterprise is same as Industry or Industrial Undertaking (SSI) as the Act uses enterprise for both manufacturing & service – MSME Clarifies
The Micro, Small and Medium Enterprises Development Act, 2006 (MSMED) uses the terminology enterprise for the establishments engaged in manufacturing sector as well...
Tuesday, December 1, 2009
NFE shall be calculated in rupees for SEZ unit approval, fluctuations may be considered, if negative – Ministry Clarification
F.No.C.6/9/2009-SEZ dated November 2009 under Ministry of Commerce & Industry as Instruction No. 41 Sub: Clarification on calculation of NFE as per Rule...
NOC to release 1% issue amount in SEBI circular and not in DIP/ICDR regulations now, application after 4 months of listing with 2 months for bank guarantee
SEBI - OIAE/Cir-1/2009 dated November 25, 2009 Sub: Issue of No Objection Certificate for release of 1% of issue amount As per the...
Debt Listing Agreement amendment & clarification requires Equity Listing Agreement compliance unless excluded by Debt Securities Regulations 2008
SEBI has introduced Simplified Debt Listing Agreement that prescribed norms for issue of public or privately placed debt securities and listing of such...
Thursday, November 19, 2009
Records to be maintained from transaction, Non profit organisation included, Suspicious transaction defined in amendment of Money Laundering Rules 2009
Notification No 13/2009/F.No. 6/8/2009- ES & G.S.R 816(E) dated 12th November 2009 Prevention of Money-laundering Act (PMLA), 2002 read with Rules is amended...
Tuesday, November 17, 2009
More disclosures in ADR/GDR & double 5% creeping acquisition benefit is the amended Takeover Code – Understand here…
SEBI (Substantial Acquisition of Shares & Takeovers - SAST) Regulations, 1997 [Takeover Code] as amended by SEBI (SAST) (Third Amendment) Regulations, 2009 vide...
Thursday, November 12, 2009
SEBI clarification on Insider Trading Amendment in FAQ form
SEBI clarification on Insider Trading Amendment in FAQ form
10:33 AM / 1 Comments
Clarifications on SEBI (Prohibition of Insider Trading) Regulations, 1992 issued on 24th July 2009. SEBI has amended certain provisions of SEBI (Prohibition of...
Tuesday, October 27, 2009
Priority lending to Training centres & consultancy services registered as Micro or Small enterprise – RBI instructs banks
Priority Sector Lending – Categorisation of activities under service under the Micro Small & Medium Enterprises Development (MSMED) Act, 2006 Understand the broad...
FEM (Deposit) (Amendment) Regulations, 2009 permits transfer of funds from rupee account of diplomatic mission in India which are collected as Visa fees
Foreign Exchange management (Deposit) (Amendment) Regulations, 2009 In exercise of the powers conferred by clause (f) of sub section (3) of section 6...
The Prevention of Money Laundering (Amendment) Act, 2009 [PMLA] has come into force with effect from 1st June 2009 & Master Circular – RBI/SEBI & Multi Level Marketing (MLM) firms
Download RBI Master Circular on Money Laundering / Know Your Customer (KYC). This is in continuation of the same. Preservation Period of Records...
Friday, August 28, 2009
Understand New FTP 2009 – introduction of towns for export excellence,diamond bourses,EDI & more technology benefits apart from increase in duty scrips and extension of time limits
The New FTP Policy is released and shall come into force w.e.f. 27th August, 2009. Kindly note, FTP is a Export Import (EXIM)...
Monday, August 24, 2009
What next after CS exam results August 2009, register for Executive or Professional program & finish NIIT, TOP, ADP, SMTP from ICSI
The results of the CS Foundation Course, Intermediate and Final (Old Syllabus) and Foundation Programme, Intermediate/Executive Programme, and Professional Programme (New Syllabus) examinations...
New 6.42 disclosures for rights issue & ASBA also made applicable & utilisation of funds only after finalisation of allotment, SEBI DIP amended
SEBI/CFD/DIL/DIP/38/2009/08/20 dated August 20, 2009 Download Amended SEBI (DIP) Guidelines, 2000 till date 1. Applications Supported by Blocked Amount (ASBA) in rights issues:...
Thursday, August 20, 2009
Same exit loads for all Mutual Fund (MF) holders irrespective of Subscription amounts, SEBI says
SEBI / IMD / CIR No. 6 /172445/ 2009 dated August 7, 2009 & SEBI / IMD / CIR No. 7 /173650 /...
Wednesday, August 12, 2009
Saturday Sunday Crash Classes for CS, CA & CWA on Law, FM, Tax & Costing at Learnlabz, enjoy passing
LEARN LABZ – Xperiment, Xcel! (SPECALISING in Law, FM, Tax, Costing for CS, CA & CWA) Crash Batches on Saturdays & Sundays...
SEBI IPEF Aid for Legal Proceedings are issued as guidelines 2009 to enable reimbursement of 75% of expenses incurred by Investor Associations
As you are aware that SEBI has notified Securities and Exchange Board of India (Investor Protection and Education Fund) Regulations, 2009 (SEBI IEPF...
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