SEBI had, vide circular no SEBI/CFD/DIL/LA/4/2007/27/12 dated December 27, 2007 informed that Electronic Data Information Filing And Retrieval (EDIFAR) will be phased out...
Wednesday, April 28, 2010
SEBI Timelines for 12 day listing of IPO/FPO/Public issue of securities w.e.f 3rd May 2010 - The Public offer schedule to commence trading
In consultation with market intermediaries, SEBI has issued a press release for Listing with Stock Exchanges to be made within 12 days of...
Optional & Limited power of attorney execution by client in favour of stock exchange/depository participant - SEBI guidelines
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker and Depository Participant 1. A Power of Attorney...
Market makers in SME exchange for Rs.10 lakh & max bid ask spread may be prescribed later, SEBI guidelines
Sub: Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal SEBI has put...
Whether BSE/NSE is a regulator or a profit making entity, answer sebi now
Whether BSE/NSE is a regulator or a profit making entity, answer sebi now
9:12 AM / 3 Comments
Corporatisation & Demutualisation of Stock Exchanges has brought to the fore a new conflict between the ‘profit maximization goal’ of an Exchange vis-à-vis...
SEBI guidelines for derivative contracts on Volatility Index, like NSE has
SEBI guidelines for derivative contracts on Volatility Index, like NSE has
9:03 AM / 5 Comments
Sub: Introduction of derivative contracts on Volatility Index Further to SEBI circular no. SEBI/DNPD/Cir-35/2007 dated January 15, 2008 with regard to introduction of...
Thursday, April 22, 2010
Understand all about ASBA - in public issues, rights issues, by Mutual Funds, by QIB's - an alternate way of investing, SEBI
Understand what is Application Supported by Blocked Amounts (ASBA)? Whether ASBA is applicable for Rights Issues? Can QIB’s apply in a public issue...
Total period of realisation is 8 years for Securitisation Company, loss assets, date of acquisition defined, surplus investment in NABARD/SIDBI & more disclosures in Balance sheet - SARFAESI provisions amended
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments (under SARFAESI provisions) RBI clarification on certain issues as...
Securitisation Company u/ SARFAESI Act shall hold atleast 5% of Security Receipts issued by it on ongoing basis till the redemption of scheme, RBI
RBI amendment in SARFAESI provisions Securitisation Companies/ Reconstruction Companies(SC/RCs) registered with the Bank are required to invest in the Security Receipts (SRs) issued...
RBI approval is mandatory for Public (IPO), Preferential issue, QIP by Private bank; Understand what is required for Public issue of securities (SEBI)
Approvals required for various Corporate Actions, Issues by Private Sector Banks 1. Initial Public Offers (lPOs) – Public Issues: (i) All banks should...
Wednesday, April 21, 2010
Download ICSI Admit Card for June 2010 Company Secretary exam - Hall Ticket based on CS Registration or Roll No.
Hope you would have got your Admit Card or Hall tickets for CS Foundation Programme, CS Executive Programme or CS Professional Programme exams...
Monday, April 19, 2010
Allocation of limits to FIIs/sub-accounts for investment in Government & Corporate debt through bidding process
Allocation of limits to FIIs/sub-accounts for investment in Government and Corporate debt through first come first served process 1. As per SEBI Circular...
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