SEBI looking out your Curriculum Vitae or Biodata for over 90 posts. Yes, an opportunity to work with the Market Regulator awaits you. ...
Wednesday, October 13, 2010
Monthly Portfolio Management Activity report to be filed within 5 days of month at SEBI portal - Revised format
Sub: Monthly reporting by Portfolio Managers Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 regarding submission of monthly report by portfolio...
Sunday, October 10, 2010
How to get MCA updates in SMS or email through RSS feeds in your mobile or account - Ministry of Corporate Affairs commendable initiative to Free Registered Users
All types of MCA users (with login facility – whether registered/business) now have an option to get ALERTS of happenings/updates from Ministry of...
Monday, September 6, 2010
ICSI's New Website, Online purchase of magazines like Chartered Secretary, Student concessions, Company Secretary National Convention 2010 articles - Subscribe now
The Institute of Company Secretaries of India (ICSI) has 3 websites now, www.icsi.edu representing ICSI www.icsi.in for Members & Students of ICSI http://knowledge.icsi.edu,...
Monday, August 23, 2010
Investments in shares for holding stake in group companies but NOT for trading or anyother financial activity requires RBI NBFC Registration as Core Investment Company if asset size is Rs. 100 crores
Regulatory Framework for Core Investment Companies (CICs) The Bank had announced in the Annual Policy 2010-2011 that companies which have their assets predominantly...
FEMA Contravention clarification, whether technical/minor is what RBI has to decide and not on own motion or on basis of external advice BUT in nature of interest, apply compounding @ earliest opportunity & how to enter into composition
RBI clarifies on compounding of contraventions under Foreign Exchange Management Act (FEMA), 1999 The Reserve Bank of India has clarified that whether contraventions...
Thursday, August 19, 2010
Download Referencer on Secretarial Audit under Corporate Governance Voluntary Guidlines for Company Secretaries issued by ICSI, good read through
The Ministry of Corporate Affairs (MCA), Government of India released CORPORATE GOVERNANCE VOLUNTARY GUIDELINES 2009 on December 21, 2009. The preamble to Guidelines...
All investor related documents of MF like PAN, KYC, PoA specimen signature shall be updated by AMC/RTA & get it audited - Mandatory for all new schemes also
Updation of investor related documents SEBI vide circular No. SEBI/IMD/CIR No.12 /186868 /2009 dated December 11, 2009 has inter alia advised mutual funds...
All amended SEBI circulars on Arbitration mechanism in stock exchange as governed by Arbitration & Conciliation Act, 1996
Revised Arbitration Mechanism in Stock Exchanges In consultation with the stock exchanges, it has been decided to streamline the arbitration mechanism available at...
SEBI Clarification: AMC Addendum:all mutual fund schemes in demat form shall be freely transferable from 1st October, 2010 (except ELSS)
Transferability of Mutual Fund units Regulation 37(1) of SEBI (Mutual Fund) Regulations, 1996 states that: “a unit unless otherwise restricted or prohibited under...
New format of disclosure of derviatives by Mutual Fund & investment/exposure norms amended
Review of norms for investment and disclosure by Mutual Funds in derivatives Please refer to the circular DNPD/CIR-29/2005 dated September 14 2005, circular...
Fund of Fund MF schemes expense structure in offer document & change amounts to fundamental attribute requiring exit option to unit holders
Fund of funds mutual fund schemes shall adopt either of the total expense structures laid out in Regulation 52(6)(a) of SEBI (Mutual Funds)...
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