In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, through SEBI (Stock Brokers and Sub- Brokers) (Amendment) Regulations,...
Friday, August 6, 2010
Regulation 3(1)(f)(vii): Automatic exemption from Reg 10, 11 & 12 for taking up shares in market making extended to Chapter XA of ICDR - Takeover Code Amendment 2010
In the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 through SEBI (Substantial Acquisition of Shares and...
Market Making arrangement by Venture Capital Fund for securities listed on SME exchange: Regulation 12A insertion: VCF Amendment 2010
In the Securities and Exchange Board of India (Venture Capital Funds) Regulations, 1996, through SEBI (Venture Capital Funds) (Amendment) Regulations, 2010 vide Notification...
Understand Mutual Fund amendments 2010: offer period 15 days, refund & MF unit certificate 5 w.days & limits on fees/expenses on schemes
In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the following amendments were made through SEBI (Mutual Funds) (Amendment) Regulations,...
Equity Research Report on listed companies available for download: BSE/NSE website links for investors
PR No.161/2010 Independent Equity Research Reports on listed companies made available on Stock Exchange websites In a meeting of SEBI recognized Investors’ Associations...
SEBI guidelines on Market Access through Authorised Persons under Stock Brokers regulation as amended on 2010
To expand the reach of the markets for exchange traded products, it has been decided to allow SEBI registered stock brokers (including trading...
How to find whether your Investors Complaints are received by Mutual Fund - AMFI website link
Disclosure of investor complaints with respect to Mutual Funds SEBI has received feedback from investors and Investors’ Associations to improve transparency in the...
Change of status or constitution or control of Credit Rating Agency requires prior approval of SEBI - CRA amendment 2010
CIR/MIRSD/CRA/7/2010 dated 13th May 2010 read with Gazette Notification No. LAD-NRO/GN/2009-2010/30/199044 dated 19th March 2010 and issue of SEBI (CREDIT RATING AGENCIES) (AMENDMENT)...
Declaration & Undertakings regarding PCC, MCV or equivalent structure by FIIs to be submitted within 30th September 2010
Sub: Additional information regarding PCC, MCV or equivalent structure by FIIs. In order to ascertain the constitution of Foreign Institutional Investors (FII) and...
Three principles for identification of deprived persons, amount and the method of reallocation in SEBI's disgorgement process - Justice Wadhwa Committee
SEBI’s Disbursement Process of Disgorged Amount in IPO It is with regard to the disbursement of reallocation amount to investors from the amount...
Closing/shifting your Demat account, get refund of AMC collected upfront on annual/half yearly basis by Depository Partcipant (DP) now
Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts The Depository Participants (DPs) have a system of collecting account...
Weekly reporting by FII (lending) on every friday, to be made available to public every tuesday - Website link & email id
Reporting of Lending of securities bought in the Indian Market 1. Please refer to Circular No. IMD/FII&C/32/2008 dated October 16, 2008 read with...
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