Notification No. LAD-NRO/GN/2010-11/12/10230 dated 29th June 2010 under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in...
Friday, August 6, 2010
What exam for distributors, agents or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products by SEBI NISM?
Cir / IMD / DF / 5 / 2010 June 24 , 2010 All Mutual Funds, Asset Management Companies (AMCs) Sub: Certification Programme...
NSE website link of QIP offer documents with shareholding pattern as filed under Clause 35 format
Sub: Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company SEBI has decided that the details...
Thursday, August 5, 2010
Issue of Debt Securities now has Non-Convertible Debentures (Reserve Bank) Directions, 2010 in addition to compliance under Companies Act & SEBI regulation
Reporting of Issuance of Non Convertible Debentures The Reserve Bank of India has issued the ‘Issuance of Non-Convertible Debentures (Reserve Bank) Directions, 2010’...
Overriding Clarification on Classification of Manufacture & Service Industries under Micro Small Medium Enterprises Act issued by MSME Ministry
Categorisation of activities under manufacture or service under the MSMED Act, 2006 This always remained as a moot point, while categorising under MSMED...
Violated Foreign Exchange laws: on becoming aware of the contravention, disclose it to RBI to save huge penalty of 2 lakhs or 3 times the amount involved in transaction [Compounding Master Circular]
It has been decided to put in place an updated procedure for compounding of contravention/s under FEMA on the basis of observations made...
Within 12 months of Export of Goods and Software, Realise & Repatriate export Proceeds till 31st March 2011 now with Master Circular
Export of Goods and Software – Realisation and Repatriation of export proceeds – Liberalisation as per A.P. (DIR Series) Circular No.57 dated 29th...
Money Laundering Amendment 2010 with insertion of explanation along with updated Master Circular
Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing...
No surrender of the proportionate export incentives under FTP Export Schemes even if proceeds are not realised within 6/12 months
Export of Goods and Services - Unrealised export bills –Write-off - Surrender of export incentives Attention of Authorised Dealer Category – I (AD...
Takeout Financing: refinancing of domestic Rupee loans with ECB under RBI approval route
As per the extant norms, refinancing of domestic Rupee loans with External Commercial Borrowing (ECB) is not permitted. However, keeping in view the...
Demat Account Suspension for Debit & Credit without PAN - SEBI mandates & enforces strictly now for all electronic shareholdings
Sub: Mandatory requirement of Permanent Account Number (PAN) 1. Please refer to SEBI circular No.MRD/DoP/Cir-05/2007 dated April 27, 2007 making PAN mandatory for...
Mutual Fund (MF) ASBA mandatory from 1st October 2010 and not from 1st July
Mutual Fund (MF) ASBA mandatory from 1st October 2010 and not from 1st July
11:30 AM / 1 Comments
Sub: Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds ASBA is already available...
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