SEBI PR No.36/2010 dated 10th February 2010 Caution to investors Securities and Exchange Board of India (SEBI) is a regulatory body established by...
Wednesday, February 10, 2010
No prior RBI approval for ECB changes: Name of Borrower or Currency or Repayment or Bank after allotment of LRN, if other Terms are same
External Commercial Borrowings (ECB) Policy – Liberalisation vide RBI/2009-10/311 A. P. (DIR Series) Circular No.33 dated 9th February 2010 As per the extant...
Friday, February 5, 2010
FDI in NBFC-Statutory Auditors Certification-half yearly within 1 month to RBI R.O.
Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs NBFCs having Foreign Direct Investment (FDI) whether under automatic route or under...
Wednesday, February 3, 2010
MF Valuation of Money market & Debt securities revised from 1st July 2010 based on 91 days maturity & others
The valuation method of debt and money market instruments specified in the earlier circulars were discussed in the Advisory Committee of Mutual Funds....
Quarterly & Weekly reports by Depositories on Investor Compliants & Arbitration details to SEBI in prescribed formats
Disclosure of investor complaints and arbitration details on Depository (NSDL & CDSL) website 1. SEBI has received feedback from investors and investor associations...
Tuesday, February 2, 2010
Rs.7,500 Currency Notes per resident individual travelling abroad can take outside or bring inside India, RBI FEMA limit amendment/extended
Export and Import of Currency Attention of Authorised Persons is invited to clauses (a) and (c) of sub-regulation (1) of Regulation 3 of...
Friday, January 29, 2010
Fee Clearance & NoC NA to certain Intermediaries under SEBI
Fee Clearance & NoC NA to certain Intermediaries under SEBI
5:19 PM / 0 Comments
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges 1. In terms of...
In person verification,once for account by Depository Participant or Stock Broker, SEBI clarification
Mandatory Requirement of in-person verification of clients It is clarified that the ‘in person’ verification done for opening beneficial owner’s account by a...
Clauses in Mutual Fund Advertisement Code to be printed in BOLD, SEBI Circular [MF Cl.10,13,14]
It is essential for the investors to be aware that the investments made in mutual funds are subjects to risk and that the...
Mobile Banking Transaction Guidelines & increase in limits 50,000/- per customer, RBI says
Mobile Banking Transactions in India - Operative Guidelines for Banks A reference is invited to the guidelines appended to our circular no. RBI/2008-09/...
RBI Guidelines on Money Changing Activity & Cross Border Inward Remittance under MTSS
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT)/Obligation of Authorised Persons under Prevention of Money Laundering Act, (PMLA),...
Advance Remittance & bank guarantee for import of Services NA to Public Sector Company or a Department of Government, RBI says
Advance Remittance for import of Services Attention of Authorised Dealer Category-I (AD Category-I) banks is invited to A.P. (DIR Series) Circular No. 15...
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