Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs NBFCs having Foreign Direct Investment (FDI) whether under automatic route or under...
Friday, February 5, 2010
Wednesday, February 3, 2010
MF Valuation of Money market & Debt securities revised from 1st July 2010 based on 91 days maturity & others
The valuation method of debt and money market instruments specified in the earlier circulars were discussed in the Advisory Committee of Mutual Funds....
Quarterly & Weekly reports by Depositories on Investor Compliants & Arbitration details to SEBI in prescribed formats
Disclosure of investor complaints and arbitration details on Depository (NSDL & CDSL) website 1. SEBI has received feedback from investors and investor associations...
Tuesday, February 2, 2010
Rs.7,500 Currency Notes per resident individual travelling abroad can take outside or bring inside India, RBI FEMA limit amendment/extended
Export and Import of Currency Attention of Authorised Persons is invited to clauses (a) and (c) of sub-regulation (1) of Regulation 3 of...
Friday, January 29, 2010
Fee Clearance & NoC NA to certain Intermediaries under SEBI
Fee Clearance & NoC NA to certain Intermediaries under SEBI
5:19 PM / 0 Comments
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges 1. In terms of...
In person verification,once for account by Depository Participant or Stock Broker, SEBI clarification
Mandatory Requirement of in-person verification of clients It is clarified that the ‘in person’ verification done for opening beneficial owner’s account by a...
Clauses in Mutual Fund Advertisement Code to be printed in BOLD, SEBI Circular [MF Cl.10,13,14]
It is essential for the investors to be aware that the investments made in mutual funds are subjects to risk and that the...
Mobile Banking Transaction Guidelines & increase in limits 50,000/- per customer, RBI says
Mobile Banking Transactions in India - Operative Guidelines for Banks A reference is invited to the guidelines appended to our circular no. RBI/2008-09/...
RBI Guidelines on Money Changing Activity & Cross Border Inward Remittance under MTSS
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT)/Obligation of Authorised Persons under Prevention of Money Laundering Act, (PMLA),...
Advance Remittance & bank guarantee for import of Services NA to Public Sector Company or a Department of Government, RBI says
Advance Remittance for import of Services Attention of Authorised Dealer Category-I (AD Category-I) banks is invited to A.P. (DIR Series) Circular No. 15...
Tuesday, January 26, 2010
Spend Rupees for Spectrum Allocation,get it refinanced with ECB within 12months under Government Route, RBI says in addition to exisitng Automatic route
RBI/2009-10/ 292 dated January 25, 2010 vide A.P. (DIR Series) Circular No. 28 As per the existing ECB policy, eligible borrowers in the...
Monday, January 25, 2010
Calendar Quarterly Report by VCF within 7 days as per Regulations in Revised Format w.e.f 31/03/2010
Sub: Quarterly Reporting by Venture Capital Funds (VCF) Source: SEBI/IMD/DOF-1/VCF/CIR-1/2010 dated 11th January 2010 1. Please refer to SEBI circular No SEBI/MFD/VCF/CIR no...
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