SEBI/MRD/DoP/SE/RTA/Cir-03/2010 dated 7th January, 2010 Sub: PAN requirement for transmission of shares in physical form The Securities and Exchange Board of India (SEBI)...
Sunday, January 10, 2010
Revision in lot size for derivative contracts in individual securities mandates 2 week notice by Stock Exchanges & any increase in lot size can only be prospective
The Stock Exchanges shall review the lot size for derivative contracts on individual securities once in every 6 months based on the average...
Contracts under Securities Lending & Borrowing (SLB) framework extended to 12 months, SEBI
Sub: Review of Securities Lending and Borrowing (SLB) Framework The framework for SLB was specified vide circular no. MRD/DoP/SE/Dep/Cir- 14 /2007 dated December...
Internal Audit made mandatory for another intermediary, the Credit Rating Agencies (CRA) by PCS or PCA or PCWA on half yearly basis within 2 months to Board of Directors & ATR to SEBI
SEBI/MIRSD/CRA/Cir-01/2010 dated 6th January 2010 SEBI has decided in consultation with the credit rating agencies (CRAs) that the audit envisaged under Regulation 22...
Wednesday, January 6, 2010
Download all Press Notes from 1991 to 2009 issued by DIPP as it proposes to consolidate PNs in 2010 to release a comprehensive FDI policy in India like Master Circulars with a sunset clause of 6 months
Draft Master Press Note with FDI Regulatory Framework The Legal basis: Foreign Direct Investments (FDI) by non-resident (NRI) in resident entities through transfer...
Foreign Investment in Commodity Exchanges to be diluted on or before 31st March 2010 – PN 7 issued by DIPP
Press Note 7 of 2009 vide D/o IPP F.No. 12(58)/2005-FC dated 26.09.2009 Difficulties have been brought to the notice of the government in...
No limits for royalty/lumpsum payment in FEMA under Current Account Transaction as per PN 8 – DIPP allowed it under Automatic route (ie) without the approval of RBI
Press Note 8 of 2009 as notified by 0/0 IPP F. No. 5(6)/2008-FC dated 16.12.2009 The existing policy of Government of India on...
Tuesday, January 5, 2010
Download SEBI Master Circular on MFs - a one stop legal reference on Mutual Funds issued by SEBI consolidating all about MF as on January 2010
SEBI / IMD / MC No.1 /189241/ 2010 dated 1st January, 2010 To All Mutual Funds, Asset Management Companies (AMCs) and Association of...
Monday, December 28, 2009
SEBI ICDR now applies to Convertible preference shares, fast track issues liberalised, employee reservation value limited to Rs. 1 lakh, Anchor Investors in IDR & new book building system introduced based on bids at highest price
No. LAD-NRO/GN/2009-10/23/186926 dated 11th December 2009 Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 [SEBI ICDR...
Monday, December 21, 2009
FII debt allocation through bidding process and first come first serve process - SEBI
This is in continuation of SEBI FII notification regarding allocation of debt investment limits vide [SEBI]FII allocation of government debt investment limit&link to...
No NOC while changing MF Distributor, additional open ended plans as addendum or scheme, revised timelines, investor documents to be maintained by AMC – SEBI Circular
I. Sub: AMFI Guidelines for change of mutual fund distributor vide SEBI/IMD/CIR No./ 13/187052 /2009 dated 11th December 2009 It has come to...
SEBI Clarification on preservation & maintenance of records of intermediaries taken during Investigation by enforcement agency
MRD/DoP/DEP/Cir- 20 /2009 & MRD/DoP/SE/Cir- 21 /2009 dated 9th December 2009 Re: SEBI (Depositories and Participants) Regulations, 1996 (which mandates preservation of records...
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