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Wednesday, March 31, 2010

India's 1st IDR issue: Stan Chart abroad has filed draft offer document with SEBI to raise money through BSE/NSE, with FAQ's & other provisions

INDIA has developed as a brand when it comes to Securities Market, even think of technologies, regulator, etc…which is time & again proved...

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Monday, March 29, 2010

New Half yearly reporting Format for Portfolio Managers is prescribed by SEBI, to be submitted within 30 days, as usual

HALF YEARLY REPORTING REQURIEMENTS by Portfolio Managers FOR PORTFOLIO MANAGEMENT ACTIVITIES (To be submitted within 30 days, for the period ended 30/9 &...

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Stock Exchange's Inspection, Internal Audit by CS/CA/CWA in practice, Default & Implementation - SEBI Master Circular

SEBI/MIRSD/Master Cir-04/2010 dated 17th March 2010 Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and...

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Saturday, March 27, 2010

Understand SEBI ICDR with Checklist & download good material to read through the same, its applicable for CS exams now

ICSI has published a good material on ICDR, its an interesting read-through for CS, Non-CS, students, professionals, etc… The content is standardised and...

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Wednesday, March 24, 2010

1 year Securities law course from SEBI by NISM is power packed and has good career prospects, may be even good placements, go for it

National Institute of Securities Market (NISM) – An Educational Institution by Securities & Exchange Board of India (SEBI). NISM is established by SEBI...

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Monday, March 22, 2010

Understand when lesser penalty of 100%,50% & 30% may be levied under Competition Act Regulations

Understand CCI (Lesser Penalty) Regulations, 2009 Regulation 2(1)(b): “applicant” means an enterprise, who is or was a member of a cartel and submits...

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Wednesday, March 10, 2010

Online Verification of CS Exam Marks after re-totalling, ICSI's New Initiative based on Roll or Registration No. of Student

Are you not satisfied with your CS results? then apply for Verification of marks (casually called revaluation or re-counting) within 30 days from...

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Wednesday, March 3, 2010

IFC, the new NBFC under ECB approval route upto 50% NOF subject to RBI compliances & hedging full currency risk

Why all this? In view of the thrust given to the development of the infrastructure sector, a separate category of NBFCs viz. Infrastructure...

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New Infrastructure sector definition for ECB to include Cold storage at agricultural & allied levels

Why all this? As announced in para 54 of the Union Budget for the Year 2010-11, it has been decided to expand the...

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CS Updatin...

See Yes -> Yes, ACS

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