Fee Clearance & NoC NA to certain Intermediaries under SEBI
5:19 PM / 0 Comments
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges 1. In terms of...
Friday, January 29, 2010
In person verification,once for account by Depository Participant or Stock Broker, SEBI clarification
Mandatory Requirement of in-person verification of clients It is clarified that the ‘in person’ verification done for opening beneficial owner’s account by a...
Clauses in Mutual Fund Advertisement Code to be printed in BOLD, SEBI Circular [MF Cl.10,13,14]
It is essential for the investors to be aware that the investments made in mutual funds are subjects to risk and that the...
Mobile Banking Transaction Guidelines & increase in limits 50,000/- per customer, RBI says
Mobile Banking Transactions in India - Operative Guidelines for Banks A reference is invited to the guidelines appended to our circular no. RBI/2008-09/...
RBI Guidelines on Money Changing Activity & Cross Border Inward Remittance under MTSS
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT)/Obligation of Authorised Persons under Prevention of Money Laundering Act, (PMLA),...
Advance Remittance & bank guarantee for import of Services NA to Public Sector Company or a Department of Government, RBI says
Advance Remittance for import of Services Attention of Authorised Dealer Category-I (AD Category-I) banks is invited to A.P. (DIR Series) Circular No. 15...
Tuesday, January 26, 2010
Spend Rupees for Spectrum Allocation,get it refinanced with ECB within 12months under Government Route, RBI says in addition to exisitng Automatic route
RBI/2009-10/ 292 dated January 25, 2010 vide A.P. (DIR Series) Circular No. 28 As per the existing ECB policy, eligible borrowers in the...
Monday, January 25, 2010
Calendar Quarterly Report by VCF within 7 days as per Regulations in Revised Format w.e.f 31/03/2010
Sub: Quarterly Reporting by Venture Capital Funds (VCF) Source: SEBI/IMD/DOF-1/VCF/CIR-1/2010 dated 11th January 2010 1. Please refer to SEBI circular No SEBI/MFD/VCF/CIR no...
Tuesday, January 19, 2010
CS Tax Laws: Excise & CENVAT Credit Rules for Professional Programme exams, concepts in a nutshell, enjoy passin...
Thanks Mr. CS Manoj Bisht for this wonderful presentation on Excise Basics. The presentation is crystal crisp & clear. Enjoy reading… Excise Laws...
Tuesday, January 12, 2010
CS Executive & Professional Program classes for June 2010 from 18th January by Learn Labz, enjoy passin...Company Secretary exams
Learn Labz – Xperiment, Xcel! Company Secretary Executive & Professional Program classes by Learn Labz for all subjects will begin from 18th January...
Books for CS Professional Program on corporate restructuring, strategic alliances international trade, drafting appearances pleadings, company secretarial practice, due diligence compliance management, governance ethics sustainability
Only This Much for Company Secretary Professional Program is launched and is available in the market now!!! Only This Much for Company Secretary...
Sunday, January 10, 2010
Debt Listing: Special Exemptions to regulated financial sector entities eligible for meeting capital requirements as specified by respective regulators, SEBI amendment
SEBI/IMD/DOF-1/BOND/Cir-1/2010 dated 7th January 2010 SEBI has introduced Simplified Debt Listing Agreement that prescribed norms for issue of public or privately placed debt...
Transmission or Transposition & death of Joint holder of shares mandates PAN for listed companies & for mismatch or maiden name for married woman, a proof of identity or address to be submitted for corroborative evidence to RTA
SEBI/MRD/DoP/SE/RTA/Cir-03/2010 dated 7th January, 2010 Sub: PAN requirement for transmission of shares in physical form The Securities and Exchange Board of India (SEBI)...
Revision in lot size for derivative contracts in individual securities mandates 2 week notice by Stock Exchanges & any increase in lot size can only be prospective
The Stock Exchanges shall review the lot size for derivative contracts on individual securities once in every 6 months based on the average...
Contracts under Securities Lending & Borrowing (SLB) framework extended to 12 months, SEBI
Sub: Review of Securities Lending and Borrowing (SLB) Framework The framework for SLB was specified vide circular no. MRD/DoP/SE/Dep/Cir- 14 /2007 dated December...
Internal Audit made mandatory for another intermediary, the Credit Rating Agencies (CRA) by PCS or PCA or PCWA on half yearly basis within 2 months to Board of Directors & ATR to SEBI
SEBI/MIRSD/CRA/Cir-01/2010 dated 6th January 2010 SEBI has decided in consultation with the credit rating agencies (CRAs) that the audit envisaged under Regulation 22...
Wednesday, January 6, 2010
Download all Press Notes from 1991 to 2009 issued by DIPP as it proposes to consolidate PNs in 2010 to release a comprehensive FDI policy in India like Master Circulars with a sunset clause of 6 months
Draft Master Press Note with FDI Regulatory Framework The Legal basis: Foreign Direct Investments (FDI) by non-resident (NRI) in resident entities through transfer...
Foreign Investment in Commodity Exchanges to be diluted on or before 31st March 2010 – PN 7 issued by DIPP
Press Note 7 of 2009 vide D/o IPP F.No. 12(58)/2005-FC dated 26.09.2009 Difficulties have been brought to the notice of the government in...
No limits for royalty/lumpsum payment in FEMA under Current Account Transaction as per PN 8 – DIPP allowed it under Automatic route (ie) without the approval of RBI
Press Note 8 of 2009 as notified by 0/0 IPP F. No. 5(6)/2008-FC dated 16.12.2009 The existing policy of Government of India on...
Tuesday, January 5, 2010
Download SEBI Master Circular on MFs - a one stop legal reference on Mutual Funds issued by SEBI consolidating all about MF as on January 2010
SEBI / IMD / MC No.1 /189241/ 2010 dated 1st January, 2010 To All Mutual Funds, Asset Management Companies (AMCs) and Association of...
Subscribe to:
Posts (Atom)
