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Monday, December 28, 2009

SEBI ICDR now applies to Convertible preference shares, fast track issues liberalised, employee reservation value limited to Rs. 1 lakh, Anchor Investors in IDR & new book building system introduced based on bids at highest price

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No. LAD-NRO/GN/2009-10/23/186926 dated 11th December 2009 Securities and Exchange Board of India (Issue of Capital and Disclosure Requirem...
Monday, December 21, 2009

FII debt allocation through bidding process and first come first serve process - SEBI

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This is in continuation of SEBI FII notification regarding allocation of debt investment limits vide [SEBI]FII allocation of government de...

No NOC while changing MF Distributor, additional open ended plans as addendum or scheme, revised timelines, investor documents to be maintained by AMC – SEBI Circular

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I. Sub: AMFI Guidelines for change of mutual fund distributor vide SEBI/IMD/CIR No./ 13/187052 /2009 dated 11th December 2009 It has come ...

SEBI Clarification on preservation & maintenance of records of intermediaries taken during Investigation by enforcement agency

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MRD/DoP/DEP/Cir- 20 /2009 & MRD/DoP/SE/Cir- 21 /2009 dated 9th December 2009 Re: SEBI (Depositories and Participants) Regulations, ...
Friday, December 11, 2009

ECB NBFC & Spectrum amended w.e.f December 2009 & others applicable from 1st January 2010 – RBI FEMA Notification

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On a review of the prevailing macroeconomic conditions and developments in international financial markets, it has been decided to modify so...
Thursday, December 10, 2009

Consumer Protection & MRTP cases for CS Executive Program/Final exams, interesting read and All the best for December exams 2009

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For the world, its the expectation of Christmas week & the New Year Celebrations!!! (but for the blessed few: those who are appearing fo...
Monday, December 7, 2009

Manufacturing Enterprise is same as Industry or Industrial Undertaking (SSI) as the Act uses enterprise for both manufacturing & service – MSME Clarifies

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The Micro, Small and Medium Enterprises Development Act, 2006 (MSMED) uses the terminology enterprise for the establishments engaged in man...
Tuesday, December 1, 2009

NFE shall be calculated in rupees for SEZ unit approval, fluctuations may be considered, if negative – Ministry Clarification

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F.No.C.6/9/2009-SEZ dated November 2009 under Ministry of Commerce & Industry as Instruction No. 41 Sub: Clarification on calculation ...

NOC to release 1% issue amount in SEBI circular and not in DIP/ICDR regulations now, application after 4 months of listing with 2 months for bank guarantee

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SEBI - OIAE/Cir-1/2009 dated November 25, 2009 Sub: Issue of No Objection Certificate for release of 1% of issue amount As per the Listi...

Debt Listing Agreement amendment & clarification requires Equity Listing Agreement compliance unless excluded by Debt Securities Regulations 2008

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SEBI has introduced Simplified Debt Listing Agreement that prescribed norms for issue of public or privately placed debt securities and lis...
Thursday, November 19, 2009

Records to be maintained from transaction, Non profit organisation included, Suspicious transaction defined in amendment of Money Laundering Rules 2009

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Notification No 13/2009/F.No. 6/8/2009- ES & G.S.R 816(E) dated 12th November 2009 Prevention of Money-laundering Act (PMLA), 2002 rea...
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Tuesday, November 17, 2009

More disclosures in ADR/GDR & double 5% creeping acquisition benefit is the amended Takeover Code – Understand here…

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SEBI (Substantial Acquisition of Shares & Takeovers - SAST) Regulations, 1997 [Takeover Code] as amended by SEBI (SAST) (Third Amend...