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Showing posts with label SEBI Master Circular. Show all posts
Showing posts with label SEBI Master Circular. Show all posts
Thursday, August 19, 2010

All amended SEBI circulars on Arbitration mechanism in stock exchange as governed by Arbitration & Conciliation Act, 1996

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Revised Arbitration Mechanism in Stock Exchanges In consultation with the stock exchanges, it has been decided to streamline the arbitra...
Sunday, May 23, 2010

SEBI master ciruclar on Stock Exchange, Depository, etc...updated as on 31st March 2010

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SEBI Master Circulars on Stock Exchange/Depositories Annexure 1 – Master Circular for Stock Exchange/ Cash Market – Trading Part- I. It c...
3 comments:
Monday, March 29, 2010

Stock Exchange's Inspection, Internal Audit by CS/CA/CWA in practice, Default & Implementation - SEBI Master Circular

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SEBI/MIRSD/Master Cir-04/2010 dated 17th March 2010 Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Membe...
87 comments:
Tuesday, January 5, 2010

Download SEBI Master Circular on MFs - a one stop legal reference on Mutual Funds issued by SEBI consolidating all about MF as on January 2010

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SEBI / IMD / MC No.1 /189241/ 2010 dated 1st January, 2010 To All Mutual Funds, Asset Management Companies (AMCs) and Association of Mut...
Thursday, November 19, 2009

Records to be maintained from transaction, Non profit organisation included, Suspicious transaction defined in amendment of Money Laundering Rules 2009

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Notification No 13/2009/F.No. 6/8/2009- ES & G.S.R 816(E) dated 12th November 2009 Prevention of Money-laundering Act (PMLA), 2002 rea...
21 comments:
Tuesday, October 27, 2009

The Prevention of Money Laundering (Amendment) Act, 2009 [PMLA] has come into force with effect from 1st June 2009 & Master Circular – RBI/SEBI & Multi Level Marketing (MLM) firms

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Download RBI Master Circular on Money Laundering / Know Your Customer (KYC) .  This is in continuation of the same. Preservation  Period o...
Saturday, December 20, 2008

[SEBI intermediaries]Money Laundering Master Circular dec 2008

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SEBI Master Circular on Anti Money Laundering (AML and Combating Financing of Terrorism (CFT )- Obligations of Intermediaries under Prevent...