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Showing posts with label SEBI MF. Show all posts
Showing posts with label SEBI MF. Show all posts
Thursday, August 19, 2010

All investor related documents of MF like PAN, KYC, PoA specimen signature shall be updated by AMC/RTA & get it audited - Mandatory for all new schemes also

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Updation of investor related documents SEBI vide circular No. SEBI/IMD/CIR No.12 /186868 /2009 dated December 11, 2009 has inter alia ...

SEBI Clarification: AMC Addendum:all mutual fund schemes in demat form shall be freely transferable from 1st October, 2010 (except ELSS)

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Transferability of Mutual Fund units Regulation 37(1) of SEBI (Mutual Fund) Regulations, 1996 states that: “a unit unless otherwise rest...

New format of disclosure of derviatives by Mutual Fund & investment/exposure norms amended

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Review of norms for investment and disclosure by Mutual Funds in derivatives Please refer to the circular DNPD/CIR-29/2005 dated Septemb...

Fund of Fund MF schemes expense structure in offer document & change amounts to fundamental attribute requiring exit option to unit holders

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Fund of funds mutual fund schemes shall adopt either of the total expense structures laid out in Regulation 52(6)(a) of SEBI (Mutual Funds) ...
Friday, August 6, 2010

Market Making arrangement by Venture Capital Fund for securities listed on SME exchange: Regulation 12A insertion: VCF Amendment 2010

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In the Securities and Exchange Board of India (Venture Capital Funds) Regulations, 1996 , through SEBI (Venture Capital Funds) (Amendment) R...

Understand Mutual Fund amendments 2010: offer period 15 days, refund & MF unit certificate 5 w.days & limits on fees/expenses on schemes

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In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the following amendments were made through SEBI (Mutual Fund...

How to find whether your Investors Complaints are received by Mutual Fund - AMFI website link

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Disclosure of investor complaints with respect to Mutual Funds SEBI has received feedback from investors and Investors’ Associations to ...

What exam for distributors, agents or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products by SEBI NISM?

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Cir / IMD / DF / 5 / 2010 June 24 , 2010 All Mutual Funds, Asset Management Companies (AMCs) Sub: Certification Programme for ...
Thursday, August 5, 2010

Mutual Fund (MF) ASBA mandatory from 1st October 2010 and not from 1st July

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Sub: Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds ...
1 comment:
Thursday, April 22, 2010

Understand all about ASBA - in public issues, rights issues, by Mutual Funds, by QIB's - an alternate way of investing, SEBI

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Understand what is Application Supported by Blocked Amounts (ASBA)? Whether ASBA is applicable for Rights Issues? Can QIB’s apply in a p...
Tuesday, April 6, 2010

ASBA for Mutual Funds, NFO 15 days, Corporate Governance norms, No revenue sharing arangement & No dividend from Unit Premium Reserve

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To All Mutual Funds (MFs)/Asset Management Companies (AMCs) 1. Brokerage and commission paid to associates i. Regulation 25 ...
Wednesday, February 3, 2010

MF Valuation of Money market & Debt securities revised from 1st July 2010 based on 91 days maturity & others

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The valuation method of debt and money market instruments specified in the earlier circulars were discussed in the Advisory Committee of Mut...
2 comments:
Friday, January 29, 2010

Clauses in Mutual Fund Advertisement Code to be printed in BOLD, SEBI Circular [MF Cl.10,13,14]

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It is essential for the investors to be aware that the investments made in mutual funds are subjects to risk and that the scheme related doc...
Monday, January 25, 2010

Calendar Quarterly Report by VCF within 7 days as per Regulations in Revised Format w.e.f 31/03/2010

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Sub: Quarterly Reporting by Venture Capital Funds (VCF) Source: SEBI/IMD/DOF-1/VCF/CIR-1/2010 dated 11th January 2010 1. Please refer to...
Tuesday, January 5, 2010

Download SEBI Master Circular on MFs - a one stop legal reference on Mutual Funds issued by SEBI consolidating all about MF as on January 2010

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SEBI / IMD / MC No.1 /189241/ 2010 dated 1st January, 2010 To All Mutual Funds, Asset Management Companies (AMCs) and Association of Mut...
Monday, December 21, 2009

No NOC while changing MF Distributor, additional open ended plans as addendum or scheme, revised timelines, investor documents to be maintained by AMC – SEBI Circular

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I. Sub: AMFI Guidelines for change of mutual fund distributor vide SEBI/IMD/CIR No./ 13/187052 /2009 dated 11th December 2009 It has come ...
Thursday, August 20, 2009

Same exit loads for all Mutual Fund (MF) holders irrespective of Subscription amounts, SEBI says

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SEBI / IMD / CIR No. 6 /172445/ 2009 dated August 7, 2009 & SEBI / IMD / CIR No. 7 /173650 / 2009 dated August 17, 2009 It is observe...
Saturday, July 4, 2009

FII,FVCI,MF,Brokers & Custodians revised fee structure SEBI regulations w.e.f 1st July 2009

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SEBI hereby makes the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2009 to further amend the Securitie...

No entry load for all Mutual Fund (MF) scheme,all expenses out of 1% Exit load & disclosure of all commissions to distributors from 1st August 2009

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SEBI Mutual Fund amendments a) There shall be no entry load for all mutual fund schemes. b) The scheme application forms shall carry a ...
1 comment:

USD 1 million for Foreign Venture Capitals (FVCI) as firm commitment to apply for SEBI registration now

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IMD/DOF-1/FVCI/CIR. No. 1/2009 dated 3rd July 2009 All applicants desirous of registering with SEBI as the Foreign Venture Capital Investo...